Lawrence Dube is a registered investment advisor, based in Windsor, CT, with 10 years of industry experience.
Location
One Orange Way, Windsor, CT, 06095
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lawrence is the Top Soccer Director for the Enfield Soccer Association, organizing field time and scheduling athletes. This activity is not investment-related and takes minimal time.
Employment History
Current Registrations
Voya Retirement Advisors, LLC
August 2023 - Present · 2 yrs 9 mos
Voya Financial Partners, LLC
August 2023 - Present · 2 yrs 9 mos
Voya Financial Partners, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Voya Financial Advisors, INC.
July 2018 - September 2023 · 5 yrs 2 mos
Voya Financial Advisors, INC.Broker
January 2018 - September 2023 · 5 yrs 8 mos
Voya Financial Partners, LLCBroker
October 2015 - January 2018 · 2 yrs 3 mos
State Registrations1 state
CT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.