Andrew Waters is a registered investment advisor at Sei Investments Management CORP, based in Folsom, CA, with 10 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 112,646 clients with $220B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.60% |
Maximum advice fee is 1.25% for taxable accounts and 2.60% for non-taxable accounts. Fees are negotiable.
Fee Estimator
Location
Folsom, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sei Investments Management CORP
Sei Investments Distribution CO.Broker
Sei Investments Distribution CO.
Previous Registrations
Edward Jones
Edward JonesBroker
Capital Client Group, INC.
Capital Client Group, INC.Broker
Transamerica Investors Securities CorporationBroker
Lincoln Financial Advisors CorporationBroker
Wells Fargo Clearing Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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