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Steven Kinney

10 Years of Experience
Peachtree Cor, GA
Broker

Steven Kinney is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Peachtree Cor, GA, with 10 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

5445 Triangle Pkwy, Ste 325, Peachtree Cor, GA, 30092

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven is a member of the permanent funds committee and secretary for Brookhaven Christian Church, dedicating minimal time to each role. He also owns 40% of Hub & Spoke Holdings, LLC and 100% of SHK18, LLC, both legal entities established for business purposes, taking about a quarter of Steven's time for each.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
November 2016 - Present · 9 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
November 2016 - Present · 9 yrs 6 mos
Previous Registrations
Morgan Stanley
January 2016 - October 2016 · 9 mos
Morgan StanleyBroker
December 2015 - October 2016 · 10 mos
State Registrations17 states
AZCACODEFLGAINKYMDMSMTNCNYOHPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Kinney - Financial Advisor | TrueAdvisor