Darcy Bergen
Darcy Bergen is a registered investment advisor at Ae Wealth Management, LLC, based in Scottsdale, AZ, with 10 years of industry experience. Darcy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 111,059 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AE Wealth Management charges a fee based on a percentage of your portfolio for both model portfolio solutions and direct asset management services. This fee is calculated monthly based on the average daily balance of your account and is billed at the end of the month. The specific fee is negotiable and can vary depending on factors such as the type of client, complexity, and the amount invested. The maximum annual fee is 2.5%. The fee includes a portion for AEWM and potentially a portion for the manager of the selected model portfolio. If you are a client of a Third-Party Registered Investment Advisor, they will determine whether AEWM's services are provided on a wrap fee or non-wrap fee basis.
Location
15333 N Pima Rd, Ste 133, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (4)
Civil
January 2002Customer Dispute
December 2000Regulatory
November 2000Employment Separation After Allegations
March 1999Other Business ActivitiesSells Insurance
Darcy owns Clear Solutions, LLC DBA Bergen Financial Group, where she focuses on insurance sales and services, dedicating about a quarter of her time. She is also involved with Bergens Mission charity, H&D Holdings A & B LLC (real estate), and National Gold Consultants Inc., but spends minimal time on these activities.
Employment History
Current Registrations
Ae Wealth Management, LLC
Previous Registrations
Simplicity Wealth
Horter Investment Management, LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.