Michelle Nguyen
Michelle Nguyen is a registered investment advisor at Wells Fargo Advisors, based in Palo Alto, CA, with 10 years of industry experience. Michelle is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
301 University Ave 2nd, 3rd, & 4th Fls, [Nd-Rbo], Palo Alto, CA, 94301
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Regulatory History (1)
Customer Dispute
March 2020Other Business Activities
Michelle is a self-employed sole proprietor involved in real estate, specifically renting out property since 2021. This activity requires minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Hsbc Securities (USA) INC.Broker
J.P. Morgan Securities LLCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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