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Brooks Shertzer

Founders Financial Securities, LLC
9 Years of Experience
Bel Air, MD
BrokerSells Insurance
View SEC Summary
View SEC Summary

Brooks Shertzer is a registered investment advisor at Founders Financial Securities, LLC, based in Bel Air, MD, with 9 years of industry experience. Brooks is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Business Owners, Corporate Executives, Education Planning, and 8 more. Their firm serves 9,870 clients with $4.1B in assets under management.

Founders Financial Securities, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
9,870 clients
Average Client Portfolio
$419K average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.70%
$1M+1.40%

Fees vary by program and are negotiable. Maximum rates reach up to 2.75% depending on the specific program selected. The schedule reflects Private Wealth Solutions tiers; other programs charge flat percentage rates up to 2.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

104 Victory Lane, Bel Air, MD, 21014

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brooks is an investment advisor and insurance agent at DHT Financial Group since 2015, dedicating full-time hours. He also serves as treasurer for the Penman Aaron Committee, Harford County Sheriff's Foundation, and Harford Family House, spending about 10-20% of his time on each.

Employment History
Current Registrations
Founders Financial Securities, LLC
May 2017 - Present · 9 yrs 5 mos
Founders Financial Securities LLCBroker
December 2016 - Present · 9 yrs 10 mos
State Registrations11 states
AZDCDEFLINMDNCPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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