BS
BS

Brooks Dawson Shertzer

8 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
113 advisors
Number of Clients
9,021 clients
Average Client Portfolio
$368K average
Assets Under Management
$3.3B

Fee Structure

Minimum Investment:$5K
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Location

104 Victory Lane, Bel Air, MD, 21014

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brooks is an investment advisor and insurance agent at DHT Financial Group since 2015, dedicating full-time hours. He also serves as treasurer for the Penman Aaron Committee, Harford County Sheriff's Foundation, and Harford Family House, spending about 10-20% of his time on each.

Employment History
Current Registrations
Founders Financial Securities, LLC
May 2017 - Present · 8 yrs 9 mos
Founders Financial Securities LLCBroker
December 2016 - Present · 9 yrs 2 mos
State Registrations12 states
AZDCDEFLINMDNCNJPASCTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brooks Dawson Shertzer - Financial Advisor | TrueAdvisor