Shawn Klotsche is a CFP-designated registered investment advisor at The Wealth Alliance, LLC, based in Melville, NY, with 6 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 1,186 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WA provides investment management services where fees range from 0.25% to 1.75% of the value of your portfolio each year. The exact fee depends on the services offered, complexity, the amount you invest, and your overall relationship with WA. Fees are paid in advance each quarter.
Location
105 Broadhollow Road, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Shawn is dually registered as an Investment Advisor Representative with The Wealth Alliance, LLC and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc., dedicating most of his time to the former. He also serves as a board member for IMA - Long Island Board of Directors, spending a few hours per week on this non-investment related activity.
Employment History
Current Registrations
The Wealth Alliance, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.