Hsin-Cheng Kuo
Hsin-Cheng Kuo is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Portland, OR, with 10 years of industry experience. Hsin-Cheng operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
200 SW Market St, Ste 1600, Portland, OR, 97201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Hsin-Cheng is the treasurer of the Metropolitan Business Association, a non-profit organization, dedicating minimal time to reviewing financial statements. Hsin-Cheng also owns HCK LLC, a legal entity established for business purposes and receiving compensation, which is investment-related, and requires minimal time.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations16 states
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