DD
DD
David Diaz
9 Years of Experience
Brownsville, TX
1 DisclosureBroker
David Diaz is a registered investment advisor at PNC Wealth Management, based in Brownsville, TX, with 9 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B
Fee Structure
Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.85% |
An annual fee of 0.85% applies to all accounts regardless of size.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
2000 Ruben Torres Sr Blvd, Brownsville, TX, 78526
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 2014Final Disposition
Employment History
Current Registrations
PNC Wealth Management
February 2023 - Present · 3 yrs 8 mos
PNC Wealth Management LLCBroker
November 2022 - Present · 3 yrs 11 mos
Previous Registrations
Bbva Securities INC.Broker
December 2015 - June 2021 · 5 yrs 6 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Ricardo Armendariz, ChFCState Farm Investment Management CORP.
- Jose Garza, CFPEdward Jones