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Shane Thackston

9 Years of Experience
Charlottesvle, VA
BrokerSells Insurance

Shane Thackston is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Charlottesvle, VA, with 9 years of industry experience. Shane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

215 Wayles Ln Ste 200, Charlottesvle, VA, 22911

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Shane works as a driver for Uber and is a committee chair for Cub Scout Pack 141. Shane also works as an election official and may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
September 2016 - Present · 9 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
May 2016 - Present · 10 yrs 2 mos
State Registrations18 states
ALCADCFLGAHIINMAMDMINCNYOHPASCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.