Colby Rogers is a registered investment advisor, based in Stockton, CA, with 9 years of industry experience.
Location
1036 W Robinhood Dr Ste 205, Stockton, CA, 95207-5627
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Allstate Financial Services, LLCBroker
March 2018 - Present · 8 yrs 2 mos
Allstate Financial Advisors, LLC
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Bancwest Investment Services, INC.Broker
October 2016 - March 2018 · 1 yr 5 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
October 2016 - March 2018 · 1 yr 5 mos
Thrivent Investment Management INC.
April 2016 - October 2016 · 6 mos
Thrivent Investment Management INC.Broker
April 2016 - October 2016 · 6 mos
State Registrations8 states
AZCAFLIDMINVORTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.