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Enric Sifa
10 Years of Experience
Poulsbo, WA
2 DisclosuresBroker
Enric Sifa is a registered investment advisor at Cetera Investment Advisers LLC, based in Poulsbo, WA, with 10 years of industry experience. Enric is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
21505 Market Pl NW, Ste 109, Poulsbo, WA, 98370
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2025Pending
Customer Dispute
April 2021Settled
Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2025 - Present · 1 yr
Cetera Investment Services LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
January 2022 - February 2025 · 3 yrs 1 mo
Nylife Securities LLCBroker
September 2017 - January 2022 · 4 yrs 4 mos
AXA Advisors, LLCBroker
March 2016 - July 2017 · 1 yr 4 mos
State Registrations13 states
AKAZCACOFLIDNCNDNMORTNVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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