Frank Castellvi is a registered investment advisor, based in Wyckoff, NJ, with 10 years of industry experience.
Location
Wyckoff, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Transamerica Investors Securities, LLC
August 2023 - Present · 2 yrs 9 mos
Transamerica Retirement Advisors, LLC
August 2023 - Present · 2 yrs 9 mos
Transamerica Investors Securities, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Ascensus Investment Advisors, LLC
June 2021 - July 2023 · 2 yrs 1 mo
Ascensus Broker Dealer Services, LLCBroker
June 2021 - July 2023 · 2 yrs 1 mo
Lord, Abbett & CO. LLC
March 2016 - June 2021 · 5 yrs 3 mos
Lord Abbett Distributor LLCBroker
January 2016 - June 2021 · 5 yrs 5 mos
State Registrations1 state
NJ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.