Brian Pultro is a registered investment advisor at LPL Financial LLC, based in New Britain, PA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
New Britain, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brian operates Pultro Financial Management as a DBA for his LPL business, dedicating nearly full-time hours to it. He also serves in the US Navy Reserve, taking about 10% of his time, and has War Eagle Enterprises for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations18 states
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