Nicole Rivera
Nicole Rivera is a registered investment advisor at Wells Fargo Advisors, based in Fort Collins, CO, with 8 years of industry experience. Nicole is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
400 E. Horsetooth Rd, Suite 201, Fort Collins, CO, 80525
Get directionsHistory
Regulatory History (2)
Financial
May 2019Financial
February 2019Other Business ActivitiesSells Insurance
Nicole is a public notary since 2013, dedicating minimal time to this activity. She is also an insurance agent selling non-variable insurance products, spending about a quarter of her time on this during securities trading, and is associated with RTI Wealth Management, LLC as a DBA for LPL business. Finally, Nicole is involved with SparkAlinc LLC, selling jewelry in Northern Colorado, dedicating a few hours per week.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Waddell & ReedBroker
Nylife Securities LLCBroker
Nylife Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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