Morgan Marx
Morgan Marx is a CFP, ChFC-designated registered investment advisor at William Joseph Capital Management, INC., based in Bristol, CT, with 10 years of industry experience. Morgan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,153 clients with $470M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WJCM's advisory service fees are negotiable and range from 0.60% to 1.35% annually, billed quarterly. The fee is based on the size of the account, the relationship, and the services provided. If you engage WJCM for wealth management services, financial planning services are included in the investment management fees. Additional hourly fees may be charged for more complex financial planning services with mutual agreement.
Location
210 Red Stone Hill Road, Suite 5, Bristol, CT, 06010
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Morgan is the co-founder and managing partner of Synergy Independent Financial Solutions, LP, where he sells insurance products. He dedicates nearly full-time hours to this investment-related activity. Morgan is also associated with SynFolSol, LLC, the general partner of Synergy, for tax and compensation purposes.
Employment History
Current Registrations
William Joseph Capital Management, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.