Matthew Potter
Matthew Potter is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Johnson City, TN, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
206 Princeton Rd, Johnson City, TN, 37601
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Regulatory History (2)
Financial
September 2019Financial
March 2017Other Business ActivitiesSells Insurance
Matthew earns commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns Potter Food and Beverage LLC, operating vending machines, and spends minimal time on this activity. Matthew is also the sole owner of rental property.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.