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Matthew Potter

LPL Financial LLC
9 Years of Experience
Johnson City, TN
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Matthew Potter is a registered investment advisor at LPL Financial LLC, based in Johnson City, TN, with 9 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2112 North Roan Street, 8th Floor, Johnson City, TN, 37601

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2019
Final
Financial
March 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Matthew earns commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns Potter Food and Beverage LLC, operating vending machines, and spends minimal time on this activity. Matthew is also the sole owner of rental property.

Employment History
Current Registrations
LPL Financial LLC
June 2026 - Present · 4 mos
LPL Financial LLCBroker
June 2026 - Present · 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2019 - June 2026 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2019 - June 2026 · 6 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
April 2017 - August 2019 · 2 yrs 4 mos
State Registrations5 states
NCSCTNVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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