Lindsey Ciarrocca
Lindsey Ciarrocca is a registered investment advisor at Providers & Families Wealth Management, based in Carlisle, PA, with 8 years of industry experience. Lindsey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 48 clients with $6.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $450K | 1.50% |
| $450K - $1000K | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.50% |
Fees may be negotiable.
Fee Estimator
Location
Carlisle, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lindsey is a money coach at The Exuberant Elephant, dedicating a few hours per week to this non-investment related activity. Lindsey also maintains an insurance license, reserving the right to offer insurance products in the future.
Employment History
Current Registrations
Providers & Families Wealth Management
Previous Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Waddell & Reed
Waddell & ReedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.