Joseph Spina is a registered investment advisor, based in New York, NY, with 9 years of industry experience.
Location
475 Fifth Ave, Suite 1501, New York, NY, 10017
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Joseph is an Investment Advisor Representative (IAR) of Platform Technologies Platform, an SEC Registered Investment Advisor (RIA) doing business as Northeast Private Wealth, since September 2022.
Employment History
Current Registrations
Spire Securities, LLCBroker
September 2022 - Present · 3 yrs 8 mos
Platform Technology Partners
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Bny Mellon Securities CorporationBroker
January 2016 - July 2022 · 6 yrs 6 mos
State Registrations1 state
NY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.