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Bart Shambaugh

LPL Enterprise, LLC
10 Years of Experience
Indianapolis, IN
2 DisclosuresBroker
View SEC Summary
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Bart Shambaugh is a registered investment advisor at LPL Enterprise, LLC, based in Indianapolis, IN, with 10 years of industry experience. Bart is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.

LPL Enterprise, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3138 advisors
Number of Clients
102,563 clients
Average Client Portfolio
$243K average
Assets Under Management
$24.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.35%

Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8888 Keystone Crossing, Suite 500, Indianapolis, IN, 46240

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2024
Final
Financial
July 2021
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Bart plays drums for Brownsburg High School's show choirs, starting in February 2023. This takes minimal time and is unrelated to his JPMC role.

Employment History
Current Registrations
LPL Enterprise, LLC
June 2025 - Present · 1 yr 4 mos
LPL Enterprise, LLCBroker
June 2025 - Present · 1 yr 4 mos
Previous Registrations
J.P. Morgan Securities LLC
January 2019 - June 2025 · 6 yrs 5 mos
J.P. Morgan Securities LLCBroker
January 2019 - June 2025 · 6 yrs 5 mos
Edward Jones
June 2016 - November 2018 · 2 yrs 5 mos
Edward JonesBroker
March 2016 - November 2018 · 2 yrs 8 mos
State Registrations5 states
AZCAFLINNJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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