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Gregg Desmarais

Raymond James Financial Services Advisors, INC
10 Years of Experience
Avon, CT
1 DisclosureBroker
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Gregg Desmarais is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Avon, CT, with 10 years of industry experience. Gregg is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

30 Tower Lane, Avon, CT, 06001

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2024
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gregg is a partner at B and D Wealth Management LLC, dedicating about half of his time to business expenses. He also serves as a school counsel member for Southwick Regional School, spending minimal time on this activity.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
April 2024 - Present · 2 yrs 6 mos
Raymond James Financial Services, INC.
April 2024 - Present · 2 yrs 6 mos
Raymond James Financial Services Advisors, INC
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
TD Private Client Wealth LLC
July 2016 - May 2024 · 7 yrs 10 mos
TD Private Client Wealth LLCBroker
April 2016 - May 2024 · 8 yrs 1 mo
State Registrations6 states
CTFLMANYRISC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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