AG
AG

Aaron Joseph Goldman

9 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12488 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K
Financial Planning:Included in AUM fee
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Location

6860 N Dallas Pkwy, Ste 500, Plano, TX, 75024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2025 - Present · 9 mos
Ameriprise Financial Services, LLC
May 2025 - Present · 9 mos
Ameriprise Financial Services, LLCBroker
May 2025 - Present · 9 mos
Previous Registrations
Wells Fargo Advisors
September 2021 - June 2025 · 3 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
September 2021 - June 2025 · 3 yrs 9 mos
J.P. Morgan Securities LLC
December 2017 - August 2021 · 3 yrs 8 mos
J.P. Morgan Securities LLCBroker
December 2017 - August 2021 · 3 yrs 8 mos
TD Ameritrade, INC.
February 2017 - December 2017 · 10 mos
TD Ameritrade Investment Management, LLC
February 2017 - December 2017 · 10 mos
TD Ameritrade, INC.Broker
February 2017 - December 2017 · 10 mos
Strategic Advisers, INC.
July 2016 - February 2017 · 7 mos
Fidelity Brokerage Services LLCBroker
February 2016 - February 2017 · 1 yr
State Registrations17 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.