Patricia Dimmer is a registered investment advisor, based in Brighton, CO, with 8 years of industry experience.
Location
Brighton, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Transamerica Investors Securities, LLC
November 2024 - Present · 1 yr 6 mos
Transamerica Retirement Advisors, LLC
November 2024 - Present · 1 yr 6 mos
Transamerica Investors Securities, LLCBroker
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Commonwealth Financial Network
March 2021 - October 2024 · 3 yrs 7 mos
Commonwealth Financial NetworkBroker
March 2021 - October 2024 · 3 yrs 7 mos
Waddell & Reed
February 2018 - March 2021 · 3 yrs 1 mo
Waddell & ReedBroker
July 2017 - March 2021 · 3 yrs 8 mos
State Registrations1 state
CO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.