Adam Baker
Adam Baker is a registered investment advisor at Integrated Wealth Concepts LLC, based in Escondido, CA, with 10 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 29,848 clients with $24B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees range up to 2.25% depending on the size of the relationship and service complexity. Certain wrap fee program tiers feature lower asset-based rates ranging from 0.15% to 0.30%.
Fee Estimator
Location
533 S. Vinewood Street, Escondido, CA, 92029
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam is a registered representative and IAR for Retirement DNA and an IAR for Resources Investment Advisors, dedicating full-time hours to these roles. He also works as an insurance agent for multiple carriers, providing fixed insurance products like life, disability, and long-term care insurance, which takes about 10-20% of his time.
Employment History
Current Registrations
Integrated Wealth Concepts LLC
Previous Registrations
Onedigital Investment Advisors
Triad Advisors LLCBroker
Sagepoint Financial, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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