Amanda Klein is a registered investment advisor, based in New Orleans, LA, with 8 years of industry experience.
Location
858 Camp Street, New Orleans, LA, 70130
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Amanda works for Klein Tax Services providing tax preparation services, dedicating a few hours per week. She also provides financial advisor services through Goss Advisors, taking nearly a full-time commitment.
Employment History
Current Registrations
Newedge Securities, LLCBroker
July 2021 - Present · 4 yrs 10 mos
Newedge Advisors
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
LPL Financial LLCBroker
November 2017 - August 2021 · 3 yrs 9 mos
LPL Financial LLC
November 2017 - August 2021 · 3 yrs 9 mos
National Planning Corporation ("npc of America" in Fl & Ny)
October 2017 - November 2017 · 1 mo
National Planning CorporationBroker
October 2017 - November 2017 · 1 mo
National Planning CorporationBroker
April 2016 - August 2016 · 4 mos
State Registrations16 states
AZCAFLGAIDILINMONVORPATXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.