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Patrick Scott

9 Years of Experience
Carthage, MO
BrokerSells Insurance

Patrick Scott is a registered investment advisor, based in Carthage, MO, with 9 years of industry experience.

Location

5305 County Rd. 175, Carthage, MO, 64836

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Patrick is an independent insurance agent for various companies, an advisory representative of a RIA, and owns multiple businesses including real estate and property/casualty insurance sales. He also serves on several boards and participates in an investment club.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
June 2020 - Present · 6 yrs 1 mo
Cambridge Investment Research, INC.Broker
June 2020 - Present · 6 yrs 1 mo
Previous Registrations
Voya Financial Advisors, INC.
March 2017 - June 2020 · 3 yrs 3 mos
Voya Financial Advisors, INC.Broker
March 2017 - June 2020 · 3 yrs 3 mos
National Planning Corporation ("npc of America" in Fl & Ny)
January 2017 - March 2017 · 2 mos
National Planning CorporationBroker
March 2016 - March 2017 · 1 yr
State Registrations10 states
ARCAFLGAINKSMOOKTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Patrick Scott - Financial Advisor | TrueAdvisor