KF
CFP
KF
CFP

Kevin Fields

10 Years of Experience
Westerville, OH
BrokerSells Insurance

Kevin Fields is a CFP-designated registered investment advisor at USA Financial Securities Corporation, based in Westerville, OH, with 10 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 1,750 clients with $300M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
141 advisors
Number of Clients
1,750 clients
Average Client Portfolio
$172K average
Assets Under Management
$301.5M

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)

USA Financial Securities offers two advisory account management options:

  • Transaction-based pricing: You pay a lower custodial and administrative fee, plus individual transaction fees.
  • Asset-based pricing: You pay a higher custodial and administrative fee that includes transaction costs. This is best for clients who anticipate moderate to high levels of trading activity.

Representatives may also provide access to third-party money managers. The fees for these managers vary and are disclosed in their own brochures. Representatives may also offer customized financial strategies with varying fee structures, detailed in the representative's disclosure supplement. The maximum management fee charged by USA Financial Securities is 2.7%.

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Location

5991 Chandler Court. Suite C, Westerville, OH, 43082

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kevin sells insurance and annuities through Hunter Thomas, Inc. He also owns a law office providing legal services, dedicating minimal time to this activity, and is a co-owner of a children's gymnastics facility managed by his spouse. Additionally, Kevin engages in public speaking for a non-profit to promote financial awareness.

Employment History
Current Registrations
USA Financial Securities Corporation
January 2017 - Present · 9 yrs 4 mos
USA Financial Securities LLC
January 2017 - Present · 9 yrs 4 mos
USA Financial Securities LLCBroker
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
State Registrations6 states
FLINMIOHSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.