Kevin Fields
Kevin Fields is a CFP-designated registered investment advisor at USA Financial Securities LLC, based in Westerville, OH, with 10 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,246 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.70% |
Maximum management fee is 2.7%. Actual fees are negotiated between the client and representative.
Fee Estimator
Location
5991 Chandler Court. Suite C, Westerville, OH, 43082
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin sells insurance and annuities through Hunter Thomas, Inc. He also owns a law office providing legal services, dedicating minimal time to this activity, and is a co-owner of a children's gymnastics facility managed by his spouse. Additionally, Kevin engages in public speaking for a non-profit to promote financial awareness.
Employment History
Current Registrations
USA Financial Securities LLC
USA Financial Securities LLC
USA Financial Securities LLCBroker
Previous Registrations
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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