MD
MD
Michael Dillingham
7 Years of Experience
Jefferson City, MO
Broker
Michael Dillingham is a registered investment advisor at Cetera Investment Advisers LLC, based in Jefferson City, MO, with 7 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
425 Madison St, Jefferson City, MO, 65101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2023 - Present · 3 yrs
Cetera Investment Services LLCBroker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
State Farm Vp Management CORP.Broker
February 2020 - April 2022 · 2 yrs 2 mos
Northwestern Mutual Investment Services,llc
October 2018 - December 2018 · 2 mos
Northwestern Mutual Investment Services, LLCBroker
October 2018 - December 2018 · 2 mos
TD Ameritrade, INC.
May 2018 - September 2018 · 4 mos
TD Ameritrade, INC.Broker
December 2017 - September 2018 · 9 mos
Wells Fargo Clearing Services, LLC
June 2016 - March 2017 · 9 mos
Wells Fargo Clearing Services, LLCBroker
April 2016 - March 2017 · 11 mos
State Registrations10 states
ARCAFLGAILKSMOMSNCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.