AR
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Abraham Rosenberg

9 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
704 advisors
Number of Clients
53,044 clients
Average Client Portfolio
$173K average
Assets Under Management
$9.2B

Fee Structure

Minimum Investment:$2K
Financial Planning:Investment management only
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Location

1 Citizens Bank Way, Johnston, RI, 02919

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Abraham works as a bartender/waiter at Black Pearl Restaurant, dedicating about a quarter of his time. He also works as sailboat race and delivery crew for Tenacious Holdings LLC.

Employment History
Current Registrations
Citizens Securities, INC.
June 2018 - Present · 7 yrs 8 mos
Citizens Securities, INC.Broker
June 2018 - Present · 7 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2016 - June 2018 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2016 - June 2018 · 2 yrs 1 mo
State Registrations8 states
CTFLMAMENHNJRIVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.