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Ted Chen

Ni Advisors
10 Years of Experience
East Brunswick, NJ
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Ted Chen is a registered investment advisor at Ni Advisors, based in East Brunswick, NJ, with 10 years of industry experience. Ted is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 6 clients with $3.6M in assets under management.

Ni Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
6 clients
Average Client Portfolio
$593K average
Assets Under Management
$3.6M

Fee Structure

Minimum Investment:$20K
Investment management only (planning not offered)
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.00%
$100K - $250K1.00%
$250K - $500K0.90%
$500K - $750K0.80%
$750K - $1.0M0.75%
$1.0M - $2.0M0.70%
$2.0M - $3.0M0.65%
$3.0M - $5.0M0.60%
$5.0M - $1.0M0.50%
$1M+0.30%

Rates listed are for equity investments. Mutual funds/variable annuities and fixed income securities have separate fee schedules ranging from 0.20% to 1.00%. No fee is charged on cash or money market funds. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

East Brunswick, NJ

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2026
Customer Dispute
January 2026
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ted is an independent agent selling and servicing fixed insurance products, specifically P&C insurance, through Easy Insure Financial Service LLC since November 2024. This activity requires a few hours per week.

Employment History
Current Registrations
Ni Advisors
April 2026 - Present · 6 mos
Ni AdvisorsBroker
March 2026 - Present · 7 mos
Previous Registrations
Equitable Advisors, LLC
January 2020 - March 2026 · 6 yrs 2 mos
Equitable Advisors, LLCBroker
January 2020 - March 2026 · 6 yrs 2 mos
First Heartland Consultants, INC.
January 2019 - January 2020 · 1 yr
First Heartland Capital, INC.Broker
January 2019 - January 2020 · 1 yr
AXA Advisors, LLC
July 2016 - November 2018 · 2 yrs 4 mos
AXA Advisors, LLCBroker
March 2016 - November 2018 · 2 yrs 8 mos
State Registrations3 states
NCNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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