Samuel Broom is a registered investment advisor at Sprott Asset Management USA INC., based in Darien, CT, with 10 years of industry experience. Samuel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management. Their firm serves 3,362 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Standard fee schedule is up to 2.0% of assets under management. Fees are negotiable and vary by client type, strategy, and total assets.
Fee Estimator
Location
320 Post Road, Suite 230, Darien, CT, 06820
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Samuel provides referrals to Miles Franklin, a bullion and precious metals dealer, as an independent sales consultant. This activity takes minimal time each month.
Employment History
Current Registrations
Sprott Asset Management USA INC.
Sprott Global Resource Investments LTDBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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