AW
CFP
AW
CFP

Andrew Wyckoff

7 Years of Experience
Englewood, CO
Broker

Andrew Wyckoff is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Englewood, CO, with 7 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

304 Inverness Way S, Ste 165, Englewood, CO, 80112

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
November 2024 - Present · 1 yr 8 mos
Northwestern Mutual Investment Services, LLCBroker
November 2024 - Present · 1 yr 8 mos
Previous Registrations
Townsend
April 2022 - August 2023 · 1 yr 4 mos
Securities America, INC.Broker
March 2022 - August 2023 · 1 yr 5 mos
Fidelity Personal and Workplace Advisors
November 2020 - March 2022 · 1 yr 4 mos
Fidelity Brokerage Services LLCBroker
September 2017 - March 2022 · 4 yrs 6 mos
Transamerica Financial Advisors, INCBroker
March 2016 - October 2016 · 7 mos
State Registrations1 state
CO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Wyckoff - Financial Advisor | TrueAdvisor