Steven Goodman
Steven Goodman is a registered investment advisor at Dominion Wealth Management, LLC, based in Cary, NC, with 5 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 124 clients with $55M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.39% |
| $250K - $500K | 1.29% |
| $500K - $1.0M | 1.19% |
| $1.0M - $2.5M | 1.09% |
| $2.5M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Location
113 Edinburgh South Drive, Suite 250, Cary, NC, 27511
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is an owner/agent at Haviland Aldridge Financial, selling fixed indexed annuities and life insurance. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Dominion Wealth Management, LLC
Previous Registrations
Corecap Advisors
Dempsey Lord Smith, LLCBroker
Dempsey Lord Smith, LLC
Alphastar Capital Management, LLC
Coppell Advisory Solutions LLC
Fidelity Personal and Workplace Advisors
Fidelity Brokerage Services LLCBroker
Allstate Financial Services, LLCBroker
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.