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Ryken Ruuspakka

9 Years of Experience
Endicott, NY
Broker

Ryken Ruuspakka is a registered investment advisor at Ashton Thomas Securities, LLC, based in Endicott, NY, with 9 years of industry experience. Ryken operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 2,599 clients with $1.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
62 advisors
Number of Clients
2,599 clients
Average Client Portfolio
$661K average
Assets Under Management
$1.7B

Fee Structure

Planning is included in investment management (also available separately)

Ashton Thomas Securities offers investment management services where you pay an annual percentage of your account value. The exact percentage depends on the specific program you choose. These programs include FB Advisory, Managed ETF Portfolios, and Morningstar Managed Portfolios. Fees are billed monthly or quarterly in advance, depending on the program. Additional expenses may include brokerage trading costs and custodial fees for retirement accounts. Wrap fee programs bundle investment advisory, trade execution, custody, and reporting fees into a single annual fee.

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Location

Square Deal Place, 111 Grant Ave Suite 107, Endicott, NY, 13760

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ryken is the President of the Rotary Club of Elmira since 2022, a service-based business unrelated to investments. Ryken spends a few hours per week on this activity with zero compensation, running meetings and community programs.

Employment History
Current Registrations
Ashton Thomas Securities, LLC
September 2022 - Present · 3 yrs 8 mos
Ashton Thomas Securities, LLCBroker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Edward Jones
June 2017 - September 2022 · 5 yrs 3 mos
Edward JonesBroker
December 2016 - September 2022 · 5 yrs 9 mos
Foresters Financial Services, INC.Broker
May 2016 - August 2016 · 3 mos
State Registrations29 states
ARAZCACOCTDEFLGAILKYLAMAMDMENCNHNJNMNYOHORPARISCTXVAVTWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.