Amy Dixon
Amy Dixon is a registered investment advisor at LPL Financial LLC, based in Clear Lake, IA, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
322 Main Ave, Clear Lake, IA, 50428
Get directionsHistory
Regulatory History (2)
Financial
December 2020Financial
June 2020Other Business ActivitiesSells Insurance
Amy sells non-variable insurance through Lamont Financial Group, dedicating a few hours per week. She also serves as a board member for Wright on the Park and Good Shephard Health Center, and operates under a DBA for her LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Principal Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.