Katherine Sung is a registered investment advisor at B.B. Graham & Company, INC., based in Austin, TX, with 6 years of industry experience. Katherine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 427 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.99% |
Annual advisory fee is negotiated based on a percentage of investable assets, not to exceed 2.99%. Current client relationships may have higher or lower fees.
Fee Estimator
Location
4800 Bee Caves Road, Austin, TX, 78746
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Katherine is a registered representative with B. B. Graham & Co, Inc. since June 2023. She also works as an operations specialist/investment advisor representative for Per Stirling Capital Management, LLC, also since June 2023.
Employment History
Current Registrations
B.B. Graham & Company, INC.Broker
Per Stirling Capital Management, LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Morgan Stanley
Morgan StanleyBroker
Fidelity Brokerage Services LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Ryan Joyce, CFPB.B. Graham & Company, INC.
- Gay Thompson, CFPB.B. Graham & Company, INC.
- Steven Cartwright, CFPB.B. Graham & Company, INC.
- Michael Moore, CFPB.B. Graham & Company, INC.
- Barton Couch, CFPB.B. Graham & Company, INC.
- Taylor Peterson, CFPB.B. Graham & Company, INC.