SL
CFP
SL
CFP
Sonny Licata is a CFP-designated registered investment advisor at Edelman Financial Engines, based in Anaheim, CA, with 9 years of industry experience. Sonny operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,244,406 clients with $330B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
722 advisors
Number of Clients
1,244,406 clients
Average Client Portfolio
$262K average
Assets Under Management
$326.3B
Fee Structure
Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$900
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $400K | 1.75% |
| $400K - $750K | 1.25% |
| $750K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3.0M - $10.0M | 0.60% |
| $10.0M - $25.0M | 0.50% |
| $25M+ | 0.50% |
Fees for amounts over $25 million are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
2400 E Katella Ave, Suite 910, Anaheim, CA, 92806
Get directionsHistory
Regulatory History (1)
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Financial
June 2019Final
Employment History
Current Registrations
Edelman Financial Engines
July 2026 - Present · 3 mos
Previous Registrations
Spinnaker Investment Group, LLC
June 2024 - June 2026 · 2 yrs
Morgan Stanley
September 2023 - May 2024 · 8 mos
Morgan StanleyBroker
January 2023 - May 2024 · 1 yr 4 mos
E*trade Capital Management, LLC
May 2021 - September 2023 · 2 yrs 4 mos
E*trade Securities LLCBroker
May 2021 - September 2023 · 2 yrs 4 mos
TD Ameritrade, INC.
March 2018 - May 2021 · 3 yrs 2 mos
TD Ameritrade Investment Management, LLC
February 2018 - May 2021 · 3 yrs 3 mos
TD Ameritrade, INC.Broker
February 2018 - May 2021 · 3 yrs 3 mos
Scottrade Investment Management
December 2016 - February 2018 · 1 yr 2 mos
Scottrade, INC.Broker
August 2016 - February 2018 · 1 yr 6 mos
State Registrations2 states
CATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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