EA
EA

Eric Arthurs

8 Years of Experience
Castle Rock, CO
1 DisclosureBroker

Eric Arthurs is a registered investment advisor at Empower Advisory Group, LLC, based in Castle Rock, CO, with 8 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 297,074 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1966 advisors
Number of Clients
297,074 clients
Average Client Portfolio
$658K average
Assets Under Management
$195.4B

Fee Structure

Minimum Investment:$5
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.60%

Fees are negotiable on a plan sponsor-by-sponsor basis and typically decline for account balances greater than $100,000, up to a maximum of 0.60%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Castle Rock, CO

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History

Regulatory History (1)
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Employment Separation After Allegations
August 2023
Employment History
Current Registrations
Empower Advisory Group, LLC
March 2024 - Present · 2 yrs 7 mos
Empower Financial Services, INC.
February 2024 - Present · 2 yrs 8 mos
Empower Financial Services, INC.Broker
February 2024 - Present · 2 yrs 8 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
April 2019 - September 2023 · 4 yrs 5 mos
Fidelity Brokerage Services LLCBroker
April 2019 - September 2023 · 4 yrs 5 mos
AXA Advisors, LLC
August 2017 - January 2018 · 5 mos
AXA Advisors, LLCBroker
August 2017 - January 2018 · 5 mos
Edward Jones
September 2016 - January 2017 · 4 mos
Edward JonesBroker
June 2016 - January 2017 · 7 mos
State Registrations46 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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