Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
146 advisors
Number of Clients
22,832 clients
Average Client Portfolio
$754K average
Assets Under Management
$17.2B

Fee Structure

Minimum Investment:$500K
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Location

36921 Cook St, Ste 101, Palm Desert, CA, 92211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
United Capital Financial Advisors
August 2022 - Present · 3 yrs 6 mos
Previous Registrations
Goldman Sachs & CO. LLCBroker
August 2022 - November 2023 · 1 yr 3 mos
Wells Fargo Clearing Services, LLCBroker
June 2016 - August 2021 · 5 yrs 2 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.