CB
CFP
CB
CFP
Cole Brownell
7 Years of Experience
Los Angeles, CA
2 DisclosuresBrokerSells Insurance
Cole Brownell is a CFP-designated registered investment advisor, based in Los Angeles, CA, with 7 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (2)
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Customer Dispute
January 2025Settled
Regulatory
October 2013Final
Other Business ActivitiesSells Insurance
Cole holds a California insurance license and consults on insurance products, dedicating about 10-20% of his time to reviewing insurance products for prospective clients. He also works full-time as an advisor at Signature Estate & Investment Advisors LLC, focusing on RIA sales and service.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Seia
March 2019 - Present · 7 yrs 4 mos
Previous Registrations
Osaic Wealth, INC.Broker
March 2019 - August 2023 · 4 yrs 5 mos
MML Investors Services, LLCBroker
March 2018 - October 2018 · 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.