BB
BB

Brett Joseph Bauman

8 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
317 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$378.3M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M0.01%
$1.0M - $2.0M0.01%
$2.0M - $5.0M0.01%
$5.0M - $10.0M0.01%
$10M+0.01%

Fees negotiable for accounts above $10,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$1,200
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Location

2910 Lucerne Drive Se, Grand Rapids, MI, 49546

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brett uses three DBAs (Hungerford Financial, Hungerford Financial, and Hungerford Wealth) for marketing purposes as a wealth advisor. These activities are investment-related.

Employment History
Current Registrations
Hungerford Financial LLC
September 2022 - Present · 3 yrs 5 mos
Previous Registrations
Vanguard Advisers, INC.
May 2019 - August 2022 · 3 yrs 3 mos
Vanguard Marketing CorporationBroker
August 2017 - August 2022 · 5 yrs
State Registrations4 states
FLMINCWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.