Broc Stradley
Broc Stradley is a registered investment advisor at Westpoint Wealth Management, LLC, based in Berea, OH, with 7 years of industry experience. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 582 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.35% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.85% |
| $5M+ | 0.65% |
Fees are negotiable based on historical relationships, asset types, and account composition.
Fee Estimator
Location
56 Front St, Berea, OH, 44017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Broc is a licensed insurance agent appointed with various insurance companies, operating under the DBA Triphase: Planning Investments & Insurance. Triphase is also a DBA for advisory services offered through Westpoint Wealth Management, LLC.
Employment History
Current Registrations
Westpoint Wealth Management, LLC
Previous Registrations
Spc
Parkland Securities, LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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