Isaac Richard is a registered investment advisor, based in New York, NY, with 8 years of industry experience.
Location
228 Park Ave South, Suite 85550, New York, NY, 10003
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Finalis Securities LLC
January 2026 - Present · 3 mos
Finalis Securities LLCBroker
January 2026 - Present · 3 mos
Mavros Capital Management, LLC
August 2025 - Present · 8 mos
Previous Registrations
Mavros Capital Management, LLC
March 2025 - May 2025 · 2 mos
Gt Securities, INC.Broker
March 2025 - March 2026 · 1 yr
Mavros Capital Management, LLC
February 2024 - December 2024 · 10 mos
J.P. Morgan Securities LLCBroker
September 2023 - October 2023 · 1 mo
J.P. Morgan Private Wealth Advisors LLC
March 2021 - October 2023 · 2 yrs 7 mos
First Republic Securities Company, LLCBroker
March 2021 - September 2023 · 2 yrs 6 mos
Morgan Stanley
August 2019 - April 2021 · 1 yr 8 mos
Morgan StanleyBroker
August 2019 - April 2021 · 1 yr 8 mos
MML Investors Services, LLC
February 2019 - August 2019 · 6 mos
MML Investors Services, LLCBroker
February 2019 - August 2019 · 6 mos
J.P. Morgan Securities LLC
July 2018 - January 2019 · 6 mos
J.P. Morgan Securities LLCBroker
July 2018 - January 2019 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2017 - July 2018 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2017 - July 2018 · 1 yr 1 mo
State Registrations2 states
CANY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.