James Rosenbloom is a registered investment advisor, based in Metairie, LA, with 8 years of industry experience.
Location
3445 North Causeway Blvd, Ste 1000, Metairie, LA, 70002
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an agent/broker for fixed insurance sales with Compass Capital Management, dedicating a few hours per week. He also works as an independent contractor for James Rosenbloom Music, directs a choir for St. Philip Neri Catholic Church, is a board member for Catholic Community Foundation, and owns Rosenbloom Properties LLC.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Securian Financial Services, INC.Broker
Securian Financial Services, INC.
Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.