MK
MK

Maksym Konovalov

8 Years of Experience
Aventura, FL
Broker

Maksym Konovalov is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Aventura, FL, with 8 years of industry experience. Maksym operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

19950 W Country Club Dr, Suite 802, Aventura, FL, 33180

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Maksym is the 100% owner of EZM Automotive LLC and oversees business operations. This takes a few hours per week.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
July 2023 - Present · 2 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Prudential Financial Planning Services
February 2019 - February 2022 · 3 yrs
Pruco Securities, LLC.Broker
August 2016 - February 2022 · 5 yrs 6 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Maksym Konovalov - Financial Advisor | TrueAdvisor