Alan Banuelos is a registered investment advisor at Morgan Stanley, based in Deerfield, IL, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
111 South Pfingsten Road, Suite 200, Deerfield, IL, 60015
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
August 2020 - Present · 5 yrs 9 mos
Morgan Stanley
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
September 2019 - August 2020 · 11 mos
J.P. Morgan Securities LLC
September 2019 - August 2020 · 11 mos
Fidelity Brokerage Services LLCBroker
March 2019 - August 2019 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2018 - January 2019 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2018 - January 2019 · 10 mos
PNC InvestmentsBroker
September 2017 - March 2018 · 6 mos
J.P. Morgan Securities LLCBroker
June 2016 - July 2017 · 1 yr 1 mo
State Registrations53 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.