William Tait is a CFP-designated registered investment advisor, based in Essex, CT, with 9 years of industry experience.
Location
176 Westbrook Road, Essex, CT, 06426
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is a CFP at Essex Financial involved in investment-related and insurance business, dedicating full-time hours. He is also an insurance agent for Essex Financial Services, selling life insurance and fixed annuities, dedicating a few hours per week. Additionally, William is a registered representative with The Leader's Group, spending about 10-20% of his time.
Employment History
Current Registrations
The Leaders Group, INC.
The Leaders Group, INC.Broker
Essex Financial Services, INC.
Previous Registrations
Essex Financial Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.