CB
CFP · ChFC
CB
CFP · ChFC

Carl Boomhower

9 Years of Experience
Wayne, NJ
Broker

Carl Boomhower is a CFP, ChFC-designated registered investment advisor, based in Wayne, NJ, with 9 years of industry experience.

Location

502 Valley Road, Suite 102, Wayne, NJ, 07470

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carl is a board member and committee member for the non-profit Oasis, dedicating minimal time to fundraising and organizational growth. He is also an associate/employee at Topinka Financial, LLC, spending about half his time on financial planning and investing.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
December 2020 - Present · 5 yrs 5 mos
Raymond James Financial Services Advisors, INC
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2017 - December 2020 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2017 - December 2020 · 3 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
November 2016 - September 2017 · 10 mos
State Registrations23 states
CACOCTDCDEFLHIINLAMAMONCNJNMNYOHPARISCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Carl Boomhower - Financial Advisor | TrueAdvisor