Cody Keller
Cody Keller is a registered investment advisor at Seaside Wealth Advisors LLC, based in Wilmington, NC, with 9 years of industry experience. Cody operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 472 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.75% |
| $100K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees may be negotiable based upon certain circumstances.
Fee Estimator
Location
6209 Oleander Dr, Suite 102, Wilmington, NC, 28403
Get directionsHistory
Regulatory History (6)
Customer Dispute
October 2025Regulatory
March 2025Employment Separation After Allegations
September 2024Regulatory
April 2024Customer Dispute
November 2023Employment Separation After Allegations
August 2023Other Business ActivitiesSells Insurance
Cody is a sole proprietor offering life, disability, and long-term care insurance since September 2024. This investment-related activity takes about 10-20% of his time, both overall and during trading hours, and he offers insurance to clients with a need in their financial plan.
Employment History
Current Registrations
Seaside Wealth Advisors LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.