DC
CFP
DC
CFP

Dominic Carnazzo

10 Years of Experience
Omaha, NE
Broker

Dominic Carnazzo is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Omaha, NE, with 10 years of industry experience. Dominic is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location

1121 N. 102nd Ct, Suite 202, Omaha, NE, 68114

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dominic uses OWM Inc. as a DBA for Cetera Investors.

Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2021 - Present · 5 yrs
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Foresters Financial Services, INC.Broker
September 2018 - June 2019 · 9 mos
TD Ameritrade, INC.Broker
August 2016 - September 2018 · 2 yrs 1 mo
State Registrations34 states
ALARAZCACOCTDCFLGAIAILINKSKYLAMIMNMONCNENVNYOKORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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